Re: [LML] Anatomy of an ATC violation case (T Storm Avoidance)
I'll
bet more than a few of us have visited Alamogordo, and probably driven
cross-country to "Lost Crew Chiefs" (Las Cruces) for a beer as
well.
I'm
the last person to claim to be a rules expert, so feel free to poke holes in
this. It is my understanding that all the pilot need have done is declare
an emergency for violent weather and declare to RAPCON that he was deviating
from the assigned flight plan FOR THAT REASON. Emergency declared, no
permission required to deviate as necessary for the safety of the aircraft
- emergency to be terminated by the pilot once the danger was passed.
Is
this not correct?
I once
had a RAPCON trainee repeatedly attempt to vector me East into a violent
thunderstorm near Del Rio, TX (home of the Mexican Air Force, it is said).
I avoided a similar fate to this pilot by simply refusing the instructions
emphatically, and countering with, "I'll take North, South, West, or I'll cancel
IFR. If you want East, you'll have to shake the stick!" I was a
nervous student at the time in a T-38, but my sense of survival just wouldn't
let me say "yes" to unnecessary peacetime risk.
Bill
Reister
N351E
The real question is why would anyone in their right
minds ever want to fly to Alamogordo, New Mexico, unless they were assigned to
Holloman AFB.
I guess the place has its high points. Aliens visited
there in April of 1963. They did set a land speed record for railed craft
in 2003 of 6,453 MPH. It does happen to be the perfect place to learn to
drop bombs, because however badly you screw up, you are never going to hurt
anything (I’ll tell you the story at the bar sometime).
John
Hafen LIVP N413AJ
On 8/22/08 6:51 AM, "Jeffrey Liegner, MD" <liegner@embarqmail.com>
wrote:
Pilot departed IFR, given SID clearence, saw
thunderstorms over VOR ahead, requested deviation (even discussed it), waited
for ATC, and then deviated away from the storms. He was "violated" for
deviating from an IFR clearence.
He could have done it differently
(like declaring an emergency before changing course), but he did it this way.
Not an unreasonable pilot decision, but with consequences.
Jeff
L
http://www.aopa.org/members/files/pilot/2008/pc0808.html
Pilot
Counsel: Anatomy of an ATC violation case John S. Yodice is the owner of a Cessna
310. In my experience, pilots prefer gaining insights into
the operational and flight rules that govern their flying from actual cases
rather than from any dry academic discussion. That’s true, too, about the FAA
enforcement process. Here is a case that involves the rule on “clearances” as
it is applied to an IFR departure procedure, about what constitutes an
emergency, when does the “get-out-of-jail-free” policy apply, what is the
likely punishment, and more. A pilot lost his ATP certificate for 60 days
for violating an IFR departure clearance. He was pilot in command of a Cessna
Citation CE-560 on an IFR flight departing from Buchanan Field in Concord,
California, destined for Alamogordo, New Mexico. The flight had been issued a
standard instrument departure (SID) clearance: “the Buchanan Seven
Departure...PITTS transition.” The pilot acknowledged and read back the
clearance. The SID requires a climbing turn direct to the Concord CCR VOR/DME,
and from there to the PITTS intersection via the 071-degree radial from the
CCR VOR/DME. According to the FAA, the pilot deviated from this clearance and
“broke off from the instrument departure procedure route to proceed directly
to PITTS intersection” and as “a result [the flight] entered into airspace,
under IFR, at an altitude lower than the minimum vectoring altitude.” There
were several air traffic control facilities involved. The clearance was
relayed to the flight by Concord/Buchanan Field tower that received it from
Travis Air Force Base RAPCON (Radar Approach Control). Within one minute after
takeoff, Concord instructed the flight to contact Travis RAPCON. Within two
minutes, the flight contacted Travis and was requested to transponder “ident”
for radar identification. The pilot then asked Travis for a deviation to
bypass the weather over the VOR. Travis acknowledged, radar identified the
flight, and said that the deviation request was pending (the request had to be
coordinated with the next control sector under Northern California Terminal
Approach Control before Travis could authorize the deviation request). Travis
then alerted the flight to high terrain. The pilot replied: “Sir, we see the
terrain, but we’re not going to fly in that thunderstorm over the VOR.” Travis
saw the aircraft enter NorCal’s airspace and “pointed out” the aircraft to
NorCal. Travis gave the flight a low-altitude alert because it hit the MVA
(the 5,100 feet MVA is 1,000 above a nearby 4,100 foot mountain). According
to the FAA, the flight would never have entered the MVA if it had stayed on
the SID as cleared. The Travis RAPCON filed a Preliminary Pilot Deviation
Report, stating that the flight’s penetration into NorCal’s airspace was
without coordination, and that the flight entered a minimum vectoring altitude
area at an altitude below the limit. As a result, the FAA suspended the
pilot’s license for 90 days for violating the “clearance” rule, FAR 91.123(a),
and for being “careless or reckless” in violation of FAR 91.13(a)
(automatically charged in every operational violation case). The pilot
appealed the suspension to the NTSB, as was his right. In such an appeal a
pilot is entitled to a trial-type hearing at which the FAA has the burden of
proving the violations by a preponderance of “reliable, probative, and
substantial evidence.” At the NTSB hearing the FAA produced as witnesses
the civilian and military controllers involved as well as the Flight Standards
Inspector who investigated the case; the FAA introduced into evidence tape
recordings of the air traffic control conversations with the pilot, the SID
chart, the departure clearance strip, the pilot deviation report, the weather
report for Concord, and the sanction guidance table. The pilot testified in
his own behalf and presented a receipt evidencing the timely filing of a
report to the National Aeronautics and Space Administration under the Aviation
Safety Reporting System (ASRS). Based on the evidence, the NTSB law judge
sustained the FAA charges but reduced the period of suspension from 90 days to
60 days. FAR 91.123(a)
provides that: “When an air traffic control clearance has been obtained, no
pilot in command may deviate from that clearance unless an amended clearance
is obtained, an emergency exits, or the deviation is in response to a traffic
alert and collision avoidance system resolution advisory. However, except in
Class A airspace, a pilot may cancel an IFR flight plan if the operation is
being conducted in VFR weather conditions. When a pilot is uncertain of an ATC
clearance, that pilot should immediately request clarification from
ATC.” The law judge concluded that the pilot deviated from his departure
clearance without obtaining an amended clearance and that no weather emergency
existed. The pilot also lost in his appeal to the full five-member NTSB. The
board did not believe the pilot’s defense that a weather emergency required
him to deviate from the departure clearance. Under the ASRS, certificate
suspension may be waived, despite a finding of a regulatory violation, if
certain requirements are satisfied: (1) that the violation was inadvertent and
not deliberate; (2) that it did not involve a crime; (3) that the person has
not been found in an enforcement action to have committed a regulatory
violation in the past five years; and (4) that the person mails a report of
the incident to NASA within 10 days. The board refused to grant the waiver of
suspension under the ASRS because it determined that the deviation was not
“inadvertent and not deliberate.” According to the board, the pilot “flew the
path that he wanted to.” No “get-out-of-jail-free”
card.
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